Singarimbun, Metiya Yokhanan (2021) Urgensi Pengaturan Pengawasan Financial Planner Dalam Sektor Investasi Pasar Modal Di Indonesia. Sarjana thesis, Universitas Brawijaya.
Abstract
Penelitian ini bertujuan untuk menganalisis mengenai urgensi dari adanya pengaturan pengawasan terkait profesi Financial Planner khususnya dalam sektor Investasi Pasar Modal di Indonesia. Pilihan tema tersebut dilatar belakangi oleh terdapatnya kekosongan hukum yang mengatur profesi Financial Planner di Indonesia khususnya dalam sektor Pasar Modal. Profesi Financial Planner sudah cukup lama menjalankan profesinya tanpa adanya regulasi resmi padahal peran Financial Planner terbilang cukup penting dan tidak adanya pengaturan tersebut dapat menimbulkan resiko-resiko kerugian khususnya bagi investor yang menggunakan jasa Financial Planner Berdasarkan hal tersebut, penulis mengangkat rumusan masalah: (1) Apa pentingnya pengaturan pengawasan Financial Planner dalam sektor Investasi x pasar modal di Indonesia? (2) Bagaimana pengaturan Financial Planner dalam sektor investasi pasar modal di Indonesia? Penelitian ini menggunakan jenis penelitian yuridis-normatif dengan pendekatan perundang-undangan (statue approach) dan pendekatan konseptual (conceptual approach). Bahan hukum yang digunakan adalah bahan hukum primer dan sekunder yang mencakup peraturan perundang-undangan, jurnal, pendapat ahli, hingga penelitian-penelitian terkait yang digunakan sebagai rujukan dalam melakukan penelitian ini. Hasil penelitian yang diperoleh adalah bahwa berdasarkan karakteristik yang dimiliki profesi Financial Planner serta perannya bagi investor yang dapat memengaruhi investor dalam menentukan keputusan investasi di Pasar Modal sehingga profesi Financial Planner dapat dikategorikan menjadi bagian dari profesi penunjang pasar modal. Profesi penunjang pasar modal pada dasarnya memiliki fungsi untuk menerapkan prinsip-prinsip keterbukaan bagi investor dalam pasar modal dan tidak terbatas sampai pada proses Initial Public Offering (IPO). Di Indonesia, yang berwenang mengatur profesi Financial Planner adalah Otoritas Jasa Keuangan (OJK). Selama ini, yang menjadi dasar bagi Financial Planner dalam menjalankan kegiatannya hanya terbatas pada kode etik yang dikeluarkan oleh asosiasi yang menaungi Financial Planner.
English Abstract
This research aims to analyse the urgent consideration of the regulations intended to conduct a supervision over professional position as a financial planner especially in the sector of capital market investment in Indonesia. The choice of theme is motivated by the legal vacuum that governs the profession of Financial Planner in Indonesia, especially in the Capital Market sector. The financial planner profession has been running its profession for a long time without any official regulation even though the role of Financial Planner is quite important and the absence of such arrangements can pose risks of losses, especially for investors who use the services of Financial Planner xi Based on this, the author raised the problem formulation: (1) What is the importance of financial planner supervision arrangements in the capital market investment sector in Indonesia? (2) How is the financial planner set up in the capital market investment sector in Indonesia? This research uses a type of juridical-normative research with a statue approach and conceptual approach. Legal materials used are primary and secondary legal materials that include legislation, journals, expert opinions, to related researches used as a reference in conducting this research. The results of the research obtained is that based on the characteristics of the Financial Planner profession and its role for investors that can influence investors in determining investment decisions in the Capital Market so that the Financial Planner profession can be categorized into part of the profession of supporting the capital market. The capital market support profession basically has a function to apply the principles of openness for investors in the capital market and is not limited to the Initial Public Offering (IPO) process. In Indonesia, the authority to regulate the profession of Financial Planner is the Financial Services Authority (OJK). So far, the basis for Financial Planner in carrying out its activities is limited to the code of conduct issued by the association that oversees Financial Planner.
Other obstract
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| Item Type: | Thesis (Sarjana) |
|---|---|
| Identification Number: | 0521010082 |
| Subjects: | 300 Social sciences > 340 Law |
| Divisions: | Fakultas Hukum > Ilmu Hukum |
| Depositing User: | Nur Cholis |
| Date Deposited: | 24 Nov 2021 02:56 |
| Last Modified: | 25 Feb 2022 03:50 |
| URI: | http://repository.ub.ac.id/id/eprint/186763 |
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